CHRIS J. PETERSON, CFP™

A broker/dealer, investment advisor, BD agent or IA representative may only transact business in a particular state after licensure or satisfying qualification requirements of that state, or only if they are excluded or exempted from the state`s broker/dealer, investment advisor, BD agent or IA rep requirements, as the case may be: and follow up, individualized responses to consumers in a particular state by a broker/dealer, investment advisor, BD agent, or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personal investment advice for compensation, as the case may be, shall not be made without first complying with the state`s broker/ dealer, investment advisor, DB agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment advisor, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. Chris J. Peterson is an Investment Advisor Representative with FSC SECURITIES CORPORATION.

If you are a resident of any other state, please note that it is a simple process for Chris J. Peterson to become securities registered in other states because he holds a NASD Series # 7, # 24, and a # 63 registration. Under normal circumstances this registration procedure takes only 24 to 48 hours.

We are licensed in the following states:
Alabama, California,Connecticut, Delaware, Florida, Georgia, Michigan, North Carolina, New York, Ohio, Tennessee, Texas, Virginia